TRECAdvisor

Texas Real Estate Commission * Volume 15, Number 4 * September 2004

Inside This Issue . . .

Commission Adopts Changes to Mandatory
Continuing Education Requirements


After nearly two years of research and development, the Texas Real Estate Commission (TREC) adopted rules at its meeting on August 9, 2004 that significantly change the mandatory continuing education (MCE) requirements for real estate brokers and salespersons to renew a license on active status. The rules change the process by which MCE courses and instructors are approved and require all real estate licensees to attend a three hour legal update course and a three hour legal ethics course to fulfill the six legal hours of MCE to renew an active license under the Real Estate License Act (the Act).

The rules developed by the Commission incorporate recommendations from licensees, trade associations and the TREC Education Task Force, members of which were appointed by Chairman Mike Brodie in July 2002 to look at the present structure of MCE in Texas, analyze its effectiveness and make any necessary recommendations for improvements.

The following is a summary of the most significant changes to the Texas MCE rules:


Meeting Highlights

August 9, 2004


The Texas Real Estate Commission held its regularly scheduled meeting at the TREC headquarters in Austin, Texas on Monday, August 9, 2004. Chairman John Walton presided.

During staff reports, Ms. Hassumani reported that the number of applications submitted continues to increase.

The Commission agreed to pay one recovery fund in the amount of $8,300.

The Commission proposed rule amendments to 22 TAC §§535.63 & .64 concerning education, experience, educational programs, time periods and types of license. The proposed revisions would conform the provisions to the new rules concerning mandatory continuing education.

The Commission withdrew the proposed amendment to 22 TAC §535.2, concerning Broker's Responsibility determining that action could be taken on this item at a later date if needed.

The Commission adopted amendments to §535.51, which adopts by reference a corporation broker original application with the amended fee structure to include the subscription fee for the TexasOnline Authority.

The Commission adopted amendments to 22 TAC §§535.71-535.73.

 

The Commission adopted the following amendments which change cites in the rules to the relevant statutory provision in Chapter 1101, Texas Occupations Code: §§535.91, 92, and .94; §535.101; §§535.122-.123; §§535.131, .132; §§535.141., .143, .147, .153, .154; §§535.206, .208, .213-.216, .220, .224, .227; §535.300; and §§535.400, .402, .403.

The Commission adopted amendments to §535.171 which require a party appealing the final decision of TREC in a contested case to pay the costs of preparing the original or certified copy of a record of the contested case proceedings.

The Commission adopted amendments to §537.11 and .46 which revises Standard Contract Form TREC No. 39-5.

The next meetings of the Commission will be October 18, 2004, December 6, 2004 and February 21, 2005.


TREC Outstanding Employee: January 2004 - June 2004

TREC is pleased to announce that Lorie De Anda has received the Outstanding Employee Award for the first half of calendar year 2004.

As Manager of TREC's busy Communication Section, Lorie works conscientiously to ensure that licensees receive the answers they need, whether on the phone or by email. She displays concern for callers, and strives to train her staff to be thoroughly prepared for the many types of questions they are asked daily.

Lorie's team members respect her not only for her training and her ability to lead by example in helping the public, but equally for her support and genuine empathy toward her staff.

 

TREC offers many services online…

File and Pay (by credit card) for These Licenses Online

  • Salesperson original application
  • Salesperson 2-yr renewal
  • Broker original application, Individual
  • Broker late renewal, Individual
  • Broker renewal, Individual
  • Broker renewal, LLC
  • Broker original application, Corporate
  • Broker renewal, Corporate
  • Inspector renewal (all levels)
  • ERW renewals, Business and Individual

Download TREC applications and contract forms, education forms, rules and License Act, and the Advisor newsletter.

Subscribe to the e-mail notification service and receive information as soon as it becomes available.

Search the TREC web site for information concerning licensees, courses, schools and instructors.



Recent Enforcement Questions and Answers

Other questions and answers may be found on TREC's web site at
http://www.trec.state.tx.us/questions/faq-enf.asp


Q.  My broker license is inactive. I intend to either rent or buy a home. Am I required to disclose to the  landlord or seller that I have a real estate license?
A.Yes. Even though your license is inactive, you must disclose that you have a license in writing in the contract or in some other writing furnished to the other party prior to executing the contract.

Q. I am an agent and would like to give a gift certificate to a spa or boutique to either the buyer or seller that I represent at the close of a sale. May I do so?
A.
Yes. A gift to a principal (buyer or seller) is permitted under TREC Rules. There are no prohibitions as to what form the rebate can take. Note, however, if you are not representing the person who is going to receive the rebate, the consent of the person you are representing is required prior to giving the rebate. If you advertise your plan, be aware of the advertising provisions of the TREC Rules which require certain language to be included in all advertisements of rebates to principals. Look at Rule 535.154(k) on the TREC web site at www.trec.state.tx.us.

Q. I recently closed on the purchase of a home and have moved in. I have found several major problems that were not disclosed by the sellers and not found by the inspector. The real estate agent told me that I got a great deal and that I should be happy with it. What can I do?
A.
You could file a complaint with the Commission naming the agent, if you believe the agent had knowledge of the defects or problems you have discovered, and the agent failed to disclose that information to you. You could also file a complaint against the inspector if you believe he saw or should have seen defects on the day of inspection. Inspectors are only responsible for observations made about the property on the day the inspector saw the property. The Commission does not have legal authority to take action against the seller for failing to disclose a known condition of the property on the Seller's Disclosure of Property Condition form. For that you would need to seek assistance from an attorney..

Q. Is a real estate agent required to call the occupant of property prior to showing the property?
A.
The law does not specifically require an agent to call ahead of time. However, a licensed agent who shows property has a duty to act in a competent manner. This duty would require, as a general matter, that the showing agent respect instructions given by the owner or listing agent regarding showing the property. You may wish to confirm with the owner or listing agent what instructions have been noted in the listing for the property.

Q. I have recently sold my home very quickly without using a real estate agent. Now my friends have requested my help in selling their homes. I would like to be paid for my consulting without having to become a real estate agent. Could you tell me the law regarding this issue?
A.
The law says you cannot receive compensation for helping others buy or sell property unless you have a real estate license. If you do so, it would be considered unlicensed activity under the law and could result in a large fine and/or criminal penalties.

Q. Must a Buyer's Representation Agreement have a fixed date for when the agreement expires?
A.
Yes. The law requires an agent to specify a definite termination date that is not subject to prior notice in a contract to perform some type of brokerage service other than property management services.

Q. I have contracts that are pending in which I am representing the buyer in one and the seller in the other. If I turn in my resignation to my current broker, and I ask him to return my license to TREC, and I move to another sponsoring broker, can I continue to handle these transactions and receive a commission?
A.
After you terminate your sponsorship with your current broker, you may no longer act as an agent for that broker. If the clients have signed a buyers' representation agreement or a real estate listing agreement with your current broker, you may not continue to represent the client after termination of your sponsorship by the broker, unless you make arrangements with both the broker you are leaving, your new broker, and you and your new broker enter new or modified agreements with the clients to continue your involvement in the transactions. Of course, you would need to maintain an active license, under the sponsorship of a broker, to continue acting as an agent.
The Commission does not have jurisdiction over the issue of whether you are entitled to commissions in these transactions. It would depend on the independent contractor agreement between you and the old broker. If it is agreed that you are entitled to the commissions, you may be paid through your old broker any commissions that were earned while you were still under the sponsorship of that broker. For this purpose, we generally consider commissions to be earned at the time a contract of sale or lease is executed by all parties.

Q. If an out of state broker refers a buyer to a Texas broker, is the Texas broker allowed to pay a referral fee to the out of state broker?
A.
Yes. A Texas licensee may cooperate with and divide fees with a broker licensed in another state, as long as all negotiations in Texas are conducted by Texas licensees.

Q. In the TREC promulgated "One to Four Family Residential Contract (Resale)", paragraph 7.B.(1), even if the buyer receives the Texas Property Code Sellers' Disclosure Notice, does he have the right to terminate the contract within 7 days after receiving notice?
A.
The right of the buyer to terminate the contract is found in Paragraph 7.B.(2). The right to terminate described in this paragraph may be exercised:

Q. I am a developer and I sell home sites. If a real estate licensee registers with us and brings a buyer, we pay a commission to the licensee. If a licensee does not register with us but brings us a buyer, do we have to pay a commission to the real estate agent?
A
. No. Under the Real Estate License Act, a licensee does not have a legally enforceable right to a commission unless the agreement to pay the commission, or some memorandum of an agreement, is in writing and signed by the party to be charged. If you have not signed such an agreement or memorandum, you are not legally obligated to pay a commission.

Q. I am a Texas attorney and want to assist a friend in purchasing a home. Do I need a real estate license?
A.
No. As an active licensed attorney you may assist a person/entity in buying a home. Attorneys are exempt from licensure under The Real Estate License Act. Therefore, attorneys may conduct real estate brokerage activities without a real estate license. However, a real estate licensee may not share a commission with an unlicensed person. Therefore, your commission would have to be paid by one of the parties to the transaction.

Q. I am a real estate agent and a mortgage loan officer. If I want to handle both sides of a real estate transaction, may I do so?
A.
Yes. A real estate licensee can also act as a mortgage loan officer in the same transaction if the agent/loan officer discloses that he will receive a fee from both parties to the transaction and obtains consent from the parties to the transaction, i.e., the buyers and the sellers. Although this type of activity is not prohibited by the Real Estate License Act, we do not encourage doing it due to possible conflicts of interest that may occur, and due to the fact that an agent should not put his own financial interests above those of his principal. You should also check with the Texas Savings and Loan Department at www.sml.state.tx.us to ensure you are following their requirements as well.




Disciplinary Actions

June 2004-July 2004 

Consumer Complaints

Gibbs, Ford W.
(Dallas); license #466978

Agreed reprimand of broker license, entered June 1, 2004; acted negligently or incompetently when a salesperson he sponsored conducted his real estate brokerage business through a limited liability company not first licensed as a real estate broker and the same salesperson maintained a web site with content that offered to pay cash to an unlicensed person for referrals for real estate brokerage services and the advertisements did not readily identify the advertiser as a real estate licensee, in violation of §1101.652(b)(1) of the Texas Occupations Code and 22 TAC §§535.20 & 535.154 of the Rules of the Texas Real Estate Commission

Costilla, Ramon
(The Colony); license #502695

Agreed reprimand of salesperson license, entered June 3, 2004; Agreed administrative penalty of $750, entered June 3, 2004; acted negligently or incompetently when he maintained a web site with content not approved by his broker and the content offered to pay cash to an unlicensed person for referrals for real estate brokerage services and the advertisements did not readily identify the advertiser as a real estate licensee, in violation of §1101.652(b)(1) of the Texas Occupations Code and 22 TAC §§535.20 & 535.154 of the Rules of the Texas Real Estate Commission

Said, Michael R.
(Austin); license #448758

Agreed reprimand of salesperson license, entered June 14, 2004; Agreed administrative penalty of $750, entered June 14, 2004; failure to deposit money and documents received in a real estate transaction within a reasonable time, in violation of 22 TAC §535.159 of the Rules of the Texas Real Estate Commission; negligence in his failure to deliver a buyer’s option fee payment along with a written offer that included an option period and required an option fee, and negligence in his physical loss of the executed contract documents, buyer’s earnest money check, and buyer’s option fee check, in violation of §15(a)(6)(W) of the Real Estate License Act [§1101.652(b)(1) of the Texas Occupations Code, effective June 1, 2003]

Galleon Bay Club Condoshare
(South Padre Island); license #02208601

Revocation of timeshare registration, effective June 30, failing to refund a purchaser's deposit after timely cancellation of a contract for purchase of a timeshare interest, in violation of §221.042(b), of the Texas Timeshare Act (5 counts); failing to disclose information concerning goods or services which was known at the time of the transaction if such failure to disclose such information was intended to induce the consumer into a transaction which the consumer would not have entered had the information been disclosed, by failing to execute and tender a deed to the purchaser after the purchaser had paid the full purchase price of a timeshare interest, in violation of §17.46(b)(23) of the Texas Deceptive Trade Practices-Consumer Protection Act

Christiansen, Lynn Dee
(Houston); license #286828

Agreed reprimand of salesperson license, entered July 14, 2004; Agreed administrative penalty of $500, entered July 14, 2004; leasing real property in her own name and failing to advise the tenant in writing in the lease agreement, or in another writing furnished to the tenant before execution of the lease agreement, that she was a licensed real estate salesperson, in violation of 22 TAC §535.144 of the Rules of the Texas Real Estate Commission

 

 

 

Administrative Complaints


Scott, Justin Mark
(Belton); license #457923

Agreed reprimand of salesperson license, entered June 1, 2004; Agreed administrative penalty of $250, entered June 1, 2004 failing to complete mandatory continuing education hours and pay the $200 fee within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

Evans, Thomas Lynn
(Dallas); license #286170

Revocation of salesperson license, effective June 3, 2004; failing within a reasonable time to make good a check issued to the Commission and to pay the processing fee, in violation of §1101.652(a)(4) of the Texas Occupations Code and §534.2(a) of the Rules of the Texas Real Estate Commission

Evans, Bessie Lynn
(Dallas); license #131890

Revocation of broker license, effective June 3, 2004; failing within a reasonable time to make good checks issued to the Commission and to pay the processing fees, in violation of §1101.652(a)(4) of the Texas Occupations Code and §534.2(a) of the Rules of the Texas Real Estate Commission

English, Timothy James
(Hockley); license #472104

Agreed reprimand of salesperson license, entered June 9, 2004; Agreed administrative penalty of $250, entered June 9, 2004; failing to complete mandatory continuing education hours and pay the $200 fee within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

Lewis, Michael Don
(Fort Worth); license #290825

Revocation of salesperson license, effective June 11, 2004; failing to complete mandatory continuing education hours and pay the $200 fee within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

Abiakam, Rose Okoye
(Houston); license #354520

Agreed reprimand of broker license, entered June 24, 2004; Agreed administrative penalty of $250, entered June 24, 2004; failing to complete mandatory continuing education hours and pay the $200 fee within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

Roberson, Juanita
(Fort Worth); license #115829

Revocation of broker license, effective June 29, 2004; failing within a reasonable time to make good a check issued to the Commission and to pay the processing fee, in violation of §1101.652(a)(4) of the Texas Occupations Code and §534.2(a) of the Rules of the Texas Real Estate Commission

Padilla-Vazquez, Raul
(Killeen); license #367484

Agreed reprimand of broker license, entered July 1, 2004; Agreed administrative penalty of $250, entered July 1, 2004; failing to complete mandatory continuing education hours within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

Bean, Milton Leon
(Boerne); license #4127

Revocation of professional inspector license, effective July 2, 2004; payment of $7500.00 made by the Texas Real Estate Commission from the Real Estate Inspection Recovery Fund toward satisfaction of a judgment against Milton Leon Bean, in violation of §1102.402 of the Texas Occupations Code

Goode, Diane Gilliam
(Austin); license #438969

Agreed reprimand of salesperson license, entered July 7, 2004; Agreed administrative penalty of $250, entered July 7, 2004; failing to complete mandatory continuing education hours and pay the $200 fee within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

Bailey, Tina Ross
(Dallas); license #272286

Agreed reprimand of salesperson license, entered July 7, 2004; Agreed administrative penalty of $250, entered July 7, 2004; failing to complete mandatory continuing education hours and pay the $200 fee within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

Wales, Christopher H.
(Round Rock); license #474914

Agreed reprimand of salesperson license, entered July 8, 2004; Agreed administrative penalty of $250, entered July 8, 2004; failing to complete mandatory continuing education hours and pay the $200 fee within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

Umoekpo, Ekponoudim Itok
(Missouri City); license #482717

Agreed reprimand of salesperson license, entered July 9, 2004; Agreed administrative penalty of $250, entered July 9, 2004; failing to complete mandatory continuing education hours and pay the $200 fee within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

Harden, Jack E.
(San Antonio); license #173119

Revocation of broker license, effective July 16, 2004; failing to complete mandatory continuing education hours within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

Norby, Larry R.
(El Paso); license #394545

Revocation of salesperson license, effective July 16, 2004; payment of $29,902.83 made by the Texas Real Estate Commission from the Real Estate Recovery Fund toward satisfaction of a judgment against Larry R. Norby, in violation of §8(i) of the Texas Real Estate License Act, Article 6573a, Texas Civil Statutes [§1101.655 of the Texas Occupations Code. effective June 1, 2003]

Taylor, Larry Scott
(Austin); license #399516

Agreed reprimand of broker license, entered July 21, 2004; Agreed administrative penalty of $250, entered July 21, 2004; failing to complete mandatory continuing education hours within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

McKown, Melanie Jordan
(San Antonio); license #475397

Agreed reprimand of salesperson license, entered July 22, 2004; Agreed administrative penalty of $250, entered July 22, 2004; failing to complete mandatory continuing education hours and pay the $200 fee within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

Martin, Ann M.
(Conroe); license #313950

Revocation of salesperson license, effective July 23, 2004; failing to complete mandatory continuing education hours and pay the $200 fee within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

Best, John Kraetsch
(El Paso); license #178242

Agreed reprimand of broker license, entered July 28, 2004; Agreed administrative penalty of $500, entered July 28, 2004; failing to complete mandatory continuing education hours and pay the $200 fee within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

Klaes, Daniel Earl
(Houston); license #446662

Agreed reprimand of salesperson license, entered July 30, 2004; Agreed administrative penalty of $250, entered July 30, 2004; failing to complete mandatory continuing education hours within the 60-day period provided by 22 TAC §535.92(f) of the Rules of the Texas Real Estate Commission

 



Renew your broker, salesperson or inspector license online at http://www.trec.state.tx.us/licenses

DON’T FORGET: You must still renew your license even if you choose to be inactive.

Got A Question About A Relocation Company?
Through a link maintained on the TREC web site, licensees may directly access
The Real Estate Coalition for Cooperative Business Practices (the Coalition) of the
Employee Relocation Council
by clicking on “The Interchange” on the Coalition’s website at
http://coalition.erc.org
Licensees may raise concerns about their dealings with a relocation company and send a message to the appropriate company for response.

Calendar of Events

Commission
Meetings:
  October 18, 2004, December 6, 2004 and February 21, 2005

Broker-Lawyer
Committee Meetings:
October 28-29, 2004

Inspector Committee Meetings: none scheduled

Web site: http://www.trec.state.tx.us

Phone: (800) 250-TREC (8732) or (512) 459-6544

Official publication of the

Texas Real Estate Commission
Volume 15, Number 4
September 2004

Rick Perry
Governor

Commission Members:

John Walton, Chairman
LUBBOCK

Louise E. Hull, Vice-Chair
VICTORIA
James N. Austin, Jr., Secretary
FORT WORTH
Mary Frances Burleson
AUBREY
Ramon "Mick" Cantu
HOUSTON
William H. Flores
SUGAR LAND
Lawrence D. Jokl
BROWNSVILLE
Paul H. Jordan
GEORGETOWN
Elizabeth Leal
EL PASO
 


TREC Administrator
Wayne Thorburn

Desktop Publisher
Patricia Holder

The TRECAdvisor (ISSN 1047-4579) is published by the Texas Real Estate Commission (TREC) as an educational service to licensees in the state of Texas. The purpose of the newsletter is to promote a better understanding of the Real Estate License Act and to inform all licensees of changes affecting laws and practices in the real estate industry. The TRECAdvisor is funded through legislative appropriations and subscriptions collected from TREC licensees. The official text of TREC rules is filed with the Office of the Secretary of State, Texas Register. TREC encourages reproduction of this newsletter with the appropriate acknowledgments. Subscriptions are available for $4.00 for two years. Single issues are $1.00. To order a subscription or a single issue write to TRECAdvisor, Texas Real Estate Commission, P.O. Box 12188, Austin, Texas 78711-2188. For information regarding TREC, contact:

Texas Real Estate Commission
P.O. Box 12188
Austin, Texas 78711-2188
(512) 459-6544 or (800) 250-TREC
http://www.trec.state.tx.us